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Course description

During this program we will go over the 25 common errors on beneficial ownership.  From trusts, foreign companies, intermediaries, there are many misconceptions and errors on beneficial ownership.  We will look at the issues, exam manual, regulation and FAQs to secure our best understanding of this rule.

What you will learn:

-What is excluded and exempted from beneficial ownership?

-Who is in on a trust account?

-Stock exchanges—foreign and domestic

-Who goes where on the form?

-What is CIP for owners and control person?

-Can you use one form for all accounts?

-How do we recertify customers?

-What is a triggering event for beneficial ownership certification.

-And much much more….

 

What you will receive:

-CDD Handbook with all the rules on beneficial ownership, FAQs, federal register and more

 

WHO SHOULD ATTEND?  BSA Officer, BSA staff, Compliance Officers, New Accounts, Loan officers and others who open accounts for hemp related businesses.

Instructor(s)

Deborah Crawford

Deborah Crawford is the President of gettechnical inc. She specializes in compliance and regulations for the deposit side of financial institutions. Her 27+ year career in banking and training began at Hibernia National Bank. She has been a seminar leader for many state associations and credit union groups across the nation. She has Bachelors and Masters degrees from Louisiana State University.

Course curriculum

  • 1

    Webinar

    • Access Webinar
  • 2

    Materials

    • Slides

    • Materials

    • Questions and Answers

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