Have you completed this webinar? Please tell us what you think.

Course description

BSA Talks

BSA Talks 

 

An On Demand Series of short training videos


Produced and Written by:  Gettechnical Inc.

BSA Talks is a series of conversations about BSA topics for the deposit area. This series purpose is to create unique short educational programs for both professional development and increasing technical expertise of our frontline staff.  It is a more casual approach to learning fundamentals about BSA compliance and other important topics.  Designed for weekly or monthly meetings, orientation or ongoing development of your branch and lending staff, these Talks are a new approach which will complement and enhance your already developed new and on-going staff training programs.  


Included:

20 Programs under 15 minutes

Each with a quiz

Certificate of Completion

Sign In Sheet

Target Audience:

Training, Branch Staff, IRA Coordinators, New Accounts, Personal Bankers, Financial Service Representatives, Loan Assistants, Tellers, Branch Managers, Call Centers, Lending and Compliance

Topics:

1. History and Overview

During this video we will look at some of the key points in the history of this program.  There is also a general overview of the components of a BSA and OFAC program.

2. What is Money Laundering and Terrorist Financing?

Understanding how customers hide criminal proceeds and move terrorist financing is important to our development as banking professionals.     When you see something, how to handle it internally and also some key things to look for in money laundering.

3. BSA Risk Assessments

This video discusses the development of a risk assessment by our BSA team and how that impacts our overall BSA and OFAC programs.  Learn the components that go into a risk assessment.

4.  BSA Four Pillars

During this program learn the pillars of a BSA program.  How do audit, training, BSA Officer and internal controls form the fundamental building blocks of our financial crimes prevention.

5.  Customer Identification Program (CIP)

The CIP comes out of the 9/11 terrorist attacks.  Learn in this video how we get information, documents and nondocumentary verification to form a reasonable belief we know the true identity of our customer.

6.  Customer Due Diligence (CDD)

Our CDD program has a risk piece and a beneficial ownership identification piece.  Learn how these two work together so that we know our customer and understand how the account will be used.  

7.  Structuring Transactions

When our customer structures transactions, he or she may be evading the BSA reporting rules.  During this video review what is considered structuring and when to refer it to your BSA Officer.

8.  Currency Transaction Report (CTR)

A page by page look at the CTR and how it is used to record and track cash activity.   Learn about cash transactions, identification and when and how to complete a CTR.

9.  Suspicious Activity Reports (SAR)

A SAR is the backbone of the BSA program.  Learn what crimes are reported on the SAR.  How to make referrals to your BSA officer for suspicious transactions and when.

10.  Elder Fraud and Suspicious Transactions

What is elder fraud?  When do take action?  During this video look at the red flags for elder fraud and how we can act to protect our elderly.

11.  Suspicious Transaction Reporting - Branch Staff

As a branch staff person you will be seeing all kinds of red flags for suspicious activity.  Learn about human trafficking and smuggling, identity theft, suspicious transactions and more in this video.

12.  Suspicious Transaction Reporting – Lending

This video is designed to hit the red flags for lenders on suspicious transactions.  It is a quick look at financial crimes that affect lenders.

13.  Suspicious Transaction Reporting – Operations

During this video focus on financial crimes affecting the ACH, Wires, and other operations areas.  New crimes use electronic systems to perpetuate financial crimes.  Learn what to look for to prevent these crimes in operations.

14.  Suspicious Transaction Reporting – IT

Today, Cyber crimes are reported on a SAR.  Learn what is a cyber crime and how to report these attempts to your BSA department.  Together you can get the most complete information to law enforcement working cyber crimes.

15.  Funds Transfer Recordkeeping

Often called the travel rule, learn how recordkeeping helps prevent anonymous individuals from movig money around our banking systems.  Keep records and and comply with these rules.

16.  Purchase and Sale of Monetary Instruments Recordkeeping

Another critical rule on recordkeeping is our monetary instruments recordkeeping rules for customers and noncustomers.  Learn what records we have to keep.

17.  High Risk Products and Services

Many products and services that we offer today add increased risk of financial crimes.  Learn how to manage and identify risks on these high risk products and services.

18.  Privately Held ATMs and Money Laundering

Privately held ATMs have been historically used to launder money from criminal operations.  During this video learn the key risks and how financial institutions manage those risks.

19.  Enhanced Due Diligence - High Risk Customers

Financial institutions manage risk by going the extra mile to understand our customer and his or her business.  This extra mile is called enhanced due diligence.  Learn more during this session.

20.  OFAC

Closely tied to BSA through the examination process, OFAC is its own program and rule.  Learn how we use OFAC to follow sanction programs and protect our national security.

 

INCLUDES 3 YEARS OF FREE UPDATES

Designed to ensure your frontline stays current -- if there are regulatory changes within 3 years of purchase you will receive a free program update.

Instructor(s)

Deborah Crawford

Deborah Crawford is the President of gettechnical inc. She specializes in compliance and regulations for the deposit side of financial institutions. Her 27+ year career in banking and training began at Hibernia National Bank. She has been a seminar leader for many state associations and credit union groups across the nation. She has Bachelors and Masters degrees from Louisiana State University.

Course curriculum

  • 1

    DOWNLOAD COMPLETE COURSE

    • Quizess

    • Videos - 1 through 5

    • Videos - 6 through 10

    • Videos - 11 through 15

    • Videos - 16 through 20
  • 2

    TAKE THE COURSE ONLINE

    • Instructions
  • 3

    LESSON 1: History and Overview

    • History and Overview - Video

    • History and Overview - Handout

    • History and Overview - Download Quiz

    • History and Overview - Online Quiz

    • History and Overview - Sign in Sheet

    • History and Overview - Certificate
  • 4

    LESSON 2: What is Money Laundering and Terrorist Financing?

    • What is Money Laundering and Terrorist Financing?

    • What is Money Laundering and Terrorist Financing? - Handout

    • What is Money Laundering and Terrorist Financing? - Download Quiz

    • What is Money Laundering and Terrorist Financing? - Online Quiz

    • What is Money Laundering and Terrorist Financing? -Sign in Sheet

    • What is Money Laundering and Terrorist Financing? - Certificate
  • 5

    LESSON 3: BSA Risk Assessments

    • BSA Risk Assessments - Video

    • BSA Risk Assessments - Handout

    • BSA Risk Assessments - Download Quiz

    • BSA Risk Assessments - Online Quiz

    • BSA Risk Assessments - Certificate

    • BSA Risk Assessments - Sign in Sheet
  • 6

    LESSON 4: BSA Four Pillars

    • BSA Four Pillars - Video

    • BSA Four Pillars - Handout

    • BSA Four Pillars - Download Quiz

    • BSA Four Pillars - Online Quiz

    • BSA Four Pillars - Certificate

    • BSA Four Pillars - Sign in Sheet
  • 7

    LESSON 5: Customer Identification Program (CIP)

    • Customer Identification Program (CIP) - Video

    • Customer Identification Program (CIP) - Handbook

    • Customer Identification Program (CIP) - Download Quiz

    • Customer Identification Program (CIP) - Online Quiz

    • Customer Identification Program (CIP)- Certificate

    • Customer Identification Program (CIP) - Sign in Sheet
  • 8

    LESSON 6: Customer Due Diligence (CDD)

    • Customer Due Diligence (CDD) - Video

    • Customer Due Diligence (CDD) - Handout

    • Customer Due Diligence (CDD) - Download Quiz

    • Customer Due Diligence (CDD) - Online Quiz

    • Customer Due Diligence (CDD) - Certificate

    • Customer Due Diligence (CDD) - Sign in Sheet
  • 9

    LESSON 7: Structuring Transactions

    • Structuring Transactions - Video

    • Structuring Transactions - Handbook

    • Structuring Transactions - Download Quiz

    • Structuring Transactions - Online Quiz

    • Opening Court-Ordered Accounts - Certificate

    • Structuring Transactions- Sign in Sheet
  • 10

    LESSON 8: Currency Transaction Report (CTR)

    • Currency Transaction Report (CTR) - Video

    • Currency Transaction Report (CTR) - Handout

    • Currency Transaction Report (CTR)- Download Quiz

    • Currency Transaction Report (CTR) - Online Quiz

    • Currency Transaction Report (CTR) - Certificate

    • Currency Transaction Report (CTR) - Sign in Sheet
  • 11

    LESSON 9: Suspicious Activity Reports (SAR)

    • Suspicious Activity Reports (SAR) - Video

    • Suspicious Activity Reports (SAR) - Handout

    • Suspicious Activity Reports (SAR) - Download Quiz

    • Suspicious Activity Reports (SAR) - Online Quiz

    • Suspicious Activity Reports (SAR) - Certficate

    • Suspicious Activity Reports (SAR) - Sign in Sheet
  • 12

    LESSON 10: Elder Fraud and Suspicious Transactions

    • Elder Fraud and Suspicious Transactions - Video

    • Elder Fraud and Suspicious Transactions - Handout

    • Elder Fraud and Suspicious Transactions - Download Quiz

    • Elder Fraud and Suspicious Transactions - Online Quiz

    • Elder Fraud and Suspicious Transactions - Certificate

    • Elder Fraud and Suspicious Transactions - Sign in Sheet
  • 13

    LESSON 11: Suspicious Transaction Reporting - Branch Staff

    • Suspicious Transaction Reporting - Branch Staff - Video

    • Suspicious Transaction Reporting - Branch Staff - Handout

    • Suspicious Transaction Reporting - Branch Staff - Download Quiz

    • Suspicious Transaction Reporting Branch Staff - Online Quiz

    • Suspicious Transaction Reporting - Branch Staff - Certificate

    • Suspicious Transaction Reporting - Branch Staff - Sign in Sheet
  • 14

    LESSON 12: Suspicious Transaction Reporting – Lending

    • Suspicious Transaction Reporting – Lending - Video

    • Suspicious Transaction Reporting – Lending - Handout

    • Suspicious Transaction Reporting – Lending - Download Quiz

    • Suspicious Transaction Reporting - Lending - Online Quiz

    • Suspicious Transaction Reporting – Lending - Certificate

    • Suspicious Transaction Reporting – Lending - Sign in Sheet
  • 15

    LESSON 13: Suspicious Transaction Reporting – Operations

    • Suspicious Transaction Reporting – Operations - Video

    • Suspicious Transaction Reporting – Operations - Handout

    • Suspicious Transaction Reporting – Operations - Download Quiz

    • Suspicious Transaction Reporting – Operations - Online Quiz

    • Suspicious Transaction Reporting – Operations - Certificate

    • Suspicious Transaction Reporting – Operations - Sign in Sheet
  • 16

    LESSON 14: Suspicious Transaction Reporting – IT

    • Suspicious Transaction Reporting – IT - Video

    • Suspicious Transaction Reporting – IT - Handouts

    • Suspicious Transaction Reporting – IT - Download Quiz

    • Suspicious Transaction Reporting – IT - Online Quiz

    • Suspicious Transaction Reporting – IT - Sign in Sheet

    • Suspicious Transaction Reporting – IT - Certificate
  • 17

    LESSON 15: Funds Transfer Recordkeeping

    • Funds Transfer Recordkeeping - Video

    • Funds Transfer Recordkeeping - Handouts

    • Funds Transfer Recordkeeping - Download Quiz

    • Funds Transfer Recordkeeping - Online Quiz

    • Funds Transfer Recordkeeping - Sign in Sheet

    • Funds Transfer Recordkeeping - Certificate
  • 18

    LESSON 16: Purchase and Sale of Monetary Instruments Recordkeeping

    • Purchase and Sale of Monetary Instruments Recordkeeping - Video

    • Purchase and Sale of Monetary Instruments Recordkeeping - Handouts

    • Purchase and Sale of Monetary Instruments Recordkeeping - Download Quiz

    • Purchase and Sale of Monetary Instruments Recordkeeping - Online Quiz

    • Purchase and Sale of Monetary Instruments Recordkeeping - Sign in Sheet

    • Purchase and Sale of Monetary Instruments Recordkeeping - Certificate
  • 19

    LESSON 17: High Risk Products and Services

    • High Risk Products and Services - Video

    • High Risk Products and Services - Handouts

    • High Risk Products and Services - Download Quiz

    • High Risk Products and Services - Online Quiz

    • High Risk Products and Services - Sing in Sheet

    • High Risk Products and Services - Certificate
  • 20

    LESSON 18: Privately Held ATMs and Money Laundering

    • Privately Held ATMs and Money Laundering - Video

    • Privately Held ATMs and Money Laundering - Handout

    • Privately Held ATMs and Money Laundering - Download Quiz

    • Privately Held ATMs and Money Laundering - Online Quiz

    • Privately Held ATMs and Money Laundering - Sign in Sheet

    • Privately Held ATMs and Money Laundering - Certificate
  • 21

    LESSON 19: Enhanced Due Diligence - High Risk Customers

    • Enhanced Due Diligence - High Risk Customers - Video

    • Enhanced Due Diligence - High Risk Customers - Handout

    • Enhanced Due Diligence - High Risk Customers - Download Quiz

    • Enhanced Due Diligence - High Risk Customers - Online Quiz

    • Enhanced Due Diligence - High Risk Customers - Sign in Sheet

    • Enhanced Due Diligence - High Risk Customers - Certificate
  • 22

    LESSON 20: OFAC

    • OFAC - Video

    • OFAC - Handout

    • OFAC - Download Quiz

    • OFAC - Online Quiz

    • OFAC - Sign in Sheet

    • OFAC - Certificate

Upsells

  • $949.00

    $949.00IRA Talks — Downloadable Training Series

    IRA Accounts Talks is a series of conversations about IRAs topics for the deposit area. It is a more casual approach to learning fundamentals about IRA products, movements, distributions, compliance, and other important topics.
    Buy Now

  • $949.00

    $949.00New Accounts Talks — Downloadable Training Series

    New Accounts Talks is a series of conversations about banking topics for the New Accounts area. It is a more casual approach to learning fundamentals about account ownership, tax reporting, signature cards, documentation, cash, holds, regulations and other important topics.
    Buy Now

  • $949.00

    $949.00Teller Talks—Downloadable Training Series

    Teller Talks is a more casual approach to learning fundamentals about checks, cash, holds, regulations and other important topics. The short video training segments make it convenient and easy for your tellers to learn throughout their day.
    Buy Now

  • $949.00

    $949.00Board of Directors Talks on BSA—Downloadable Training Series

    BSA Board of Directors series’ purpose is to create unique short educational programs for both professional development and increasing expertise of our Board of Directors. It is a more casual approach to learning fundamentals about BSA compliance and OFAC topics. It is from the management point of view.
    Buy Now

  • $3,995.00

    $3,995.00The "Talks" COMPLETE Training Series (TELLER, NEW ACCOUNT, BSA, IRA & Board of Directors)

    Buy the Complete Series of Talks -- Teller, BSA, New Account, IRA and Board of Directors Talks are a series of conversations about banking topics. Each series contains 20 short videos and quizzes. The series is licensed and downloadable for your use on your server or LMS system.talks
    Buy Now