Compliance Management - Program and Training - 2017
Presented by
Andy Zavoina
Recorded on July 12, 2017
—
2.0 hours
Have you completed this webinar? Please tell us what you think.
ICB Credit: 2.5 CRCM
This two-hour program will take you through the basic requirements for building a successful compliance program. There is no turnkey solution that will provide you with overnight success. You lay a foundation and build a program on top of it. It’s a process that takes time and effort, but it pays dividends when your examiners understand what you do and why; that your program addresses your bank’s specific compliance needs; and that you have checks and balances and adequate training resulting in few, if any items to mention in your Report of Examination. Senior management and your board will have one less thing to keep them awake at night.
This webinar will take you through:
Lastly, your board is ultimately responsible for compliance. What do they know and who trains them? You, the Compliance Officer, do! You need to learn to think at the "big picture" level so the board understands what you do and why, and the resources you'll need to do it well. (Remember buy-in -- it's needed here, too.)
Webinar Reviews:
Information presented was relevant and timely. It was presented in a common sense approach. - jbowen
The information relayed during the webinar as well as the materials provided were spot on. - wsouth
Great presentation in simple language and presented in a very understandable form - wyoming
Andy Zavoina
Compliance Management – Program and Training
Slides
Materials
Sample Directors Audit Template
Sample Audit Template
Audit Worksheet
Questions and Answers