18 Tasks of the New Deposit Account Interview - 2015
Presented by
Deborah Crawford
Recorded on October 13, 2015
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2.0 hours
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ICB Credit: 2.5 CRCM
Make sure your financial institution is in compliance with new account opening procedures. You will learn what is required when you on-board a new customer, an existing customer and an exempt customer. You will be given "tools" to help you navigate high risk customers with extra enhanced due diligence requirements. Learn what disclosures are to be given to whom and what each disclosure means. Plus the impact of identification of legal entity beneficial owners of accounts will be important as the year progresses. You will receive excel spreadsheets, a new account handbook and a script template for both business and personal accounts This program is designed to aid those who open new accounts in understanding the compliance requirements for opening, documenting and updating customer information and records.
Deborah Crawford
18 Tasks of the New Account Interview
Materials - Part 1
Materials - Part 2
Slides
Personal Accounts
Business Accounts Questionnaire
Questions and Answers